FintechEuropePrivate client

Compliance & Audit Platform

GDPR-compliant audit trail for a regulated European financial firm

Compliance & Audit Platform

The Problem

What needed to change

A financial services firm was tracking all compliance obligations manually through Excel and email threads — creating audit risk, generating 20+ hours of manual overhead every week, and producing an inconsistent audit trail that could not be reliably presented to regulators on short notice. The compliance team had no single source of truth.

What We Built

The solution

We built a secure compliance platform with complete audit event logging (every action timestamped and attributed), role-based access control (view-only for auditors, edit for compliance officers, admin for leadership), GDPR-compliant data handling with encryption at rest and in transit, automated compliance report generation for regulatory submissions, and a real-time compliance status dashboard.

The Impact

Results after launch

20+

hours/week recovered from manual compliance tracking

Audit-ready

regulatory exports generated on demand — no more scrambling

0

compliance incidents since platform deployment

Tech Stack

Next.jsPostgreSQLAWSRedisTerraformTypeScript

Your project

What should we build for you?

30 minutes. Tell us what you're building and we'll map exactly what it will take.

Book a Strategy Call
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